Maximizing Your Investment Potential
Reg D, Reg S, and PPM Insights
Regulation D
Often referred to as Reg D, is a set of rules established by the U.S. Securities and Exchange Commission (SEC) that provides exemptions from certain registration requirements for the sale of securities. It allows companies to raise capital through the sale of securities to accredited investors and a limited number of non-accredited investors without having to go through the full registration process required by the Securities Act of 1933.
Regulation S
Commonly known as Reg S, is a regulation established by the U.S. Securities and Exchange Commission (SEC) that provides exemptions from certain registration requirements for securities offerings made outside the United States. It allows companies to issue securities to non-U.S. investors without having to register them with the SEC, provided certain conditions are met. Reg S is primarily designed to facilitate international capital raising efforts.
Private Placement Memorandum (PPM)
A Private Placement Memorandum (PPM) is a document used in private securities offerings, such as those made under Regulation D of the U.S. Securities and Exchange Commission (SEC). It is a comprehensive disclosure document provided to potential investors, outlining key information about the investment opportunity, including risks, financial details, and other necessary information for investors.